Filing Details

Accession Number:
0001171843-16-011981
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-29 16:34:25
Reporting Period:
2016-08-25
Filing Date:
2016-08-29
Accepted Time:
2016-08-29 16:34:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1407623 Retail Opportunity Investments Corp ROIC Real Estate Investment Trusts (6798) 260500600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1415361 J. Michael Indiveri C/O Retail Opportunity Investments Corp.
8905 Towne Centre Drive, Suite 108
San Diego CA 92122
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2016-08-25 2,900 $22.33 8,400 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share 45,139 Direct
Footnotes
  1. The price of the shares of Common Stock purchased by the reporting person ranged from $22.323 per share to $22.33 per share. Upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, the full information regarding the number of shares purchased at each separate price will be provided.
  2. The shares were purchased by The Indiveri Group LLC, a limited liability company whose interests are owned 50% by the reporting person and 50% by the spouse of the reporting person.