Filing Details

Accession Number:
0001250853-16-000172
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-08-26 15:49:20
Reporting Period:
2016-08-24
Filing Date:
2016-08-26
Accepted Time:
2016-08-26 15:49:20
Original Submission Date:
2016-08-24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425205 Lion Biotechnologies Inc. LBIO () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297696 Sanford Hillsberg 1801 Century Park East
Los Angeles CA 90067
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-24 33,500 $9.10 120,500 No 4 S Indirect Family Trust
Common Stock Disposition 2016-08-25 20,500 $8.71 100,000 No 4 S Indirect Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Family Trust
No 4 S Indirect Family Trust
Footnotes
  1. On August 24, 2016, the reporting person mistakenly filed a Form 4 reporting a sale of 54,000 shares of common stock on August 22, 2016, pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2016. That sale did not occur on August 22, 2016. Rather, on August 24, 2016, 33,500 shares of common stock were sold pursuant to the Rule 10b5-1 trading plan, and on August 25, 2016, another 20,500 shares of common stock were sold pursuant to that same Rule 10b5-1 trading plan.