- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2016-08-26 13:42:42
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2016-08-26 13:42:42
- Original Submission Date:
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|820318||Ii-Vi Inc||IIVI||Optical Instruments & Lenses (3827)||251214948|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1196391||E Thomas Mistler||375 Saxonburg Blvd |
Saxonburg PA 16056
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Option (Right to Buy)||Acquisiton||2016-08-20||2,460||$21.67||2,460||$21.67|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||1,269,772||Indirect||By Limited Partnerships|
|Common Stock||346,512||Indirect||By Trusts|
- Restricted stock award granted to reporting person under the Issuer's Second Amended and Restated 2012 Omnibus Incentive Plan. The award will vest in three equal annual installments beginning on August 20, 2017. The original Form 4 filing inadvertently overstated the number of shares of restricted stock granted to the reporting person.
- Reflects the correct amount of shares of common stock beneficially owned directly by the reporting person following this transaction, which otherwise was reported accurately in the original Form 4 filing.
- Represents interests in trusts and limited partnerships held for the benefit of members of the reporting person's immediate family and others. The reporting person disclaims beneficial ownership of stock in the trusts and limited partnerships except to the extent of his pecuniary interest therein. This indirect beneficial ownership was reported accurately in the original Form 4 filing.
- The original Form 4 filing inadvertently omitted information with respect to this grant of options to the reporting person.
- These options vest in four equal annual installments beginning on August 20, 2017.