Filing Details

Accession Number:
0001127602-11-004323
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-08 15:28:21
Reporting Period:
2011-02-04
Filing Date:
2011-02-08
Accepted Time:
2011-02-08 15:28:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211692 Emil Brolick C/O Taco Bell Corp.
Irvine CA 92714
Coo - Yum No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-04 8,200 $12.16 26,154 No 4 M Direct
Common Stock Disposition 2011-02-04 8,200 $49.43 17,954 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Acquisiton 2011-02-04 61,100 $0.00 61,100 $49.30
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-02-04 8,200 $0.00 8,200 $12.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
61,100 2012-02-04 2021-02-04 No 4 A Direct
33,030 2004-01-23 2013-01-23 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $12.16 2004-01-23 2013-01-23 164,916 164,916 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-01-23 164,916 164,916 Direct
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. This transaction was executed in multiple trades ranging from $49.32 to $49.53. The price reported above reflects the average price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transation was effected.