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Filing Details

Accession Number:
0001462049-16-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-26 11:39:47
Reporting Period:
2016-08-24
Filing Date:
2016-08-26
Accepted Time:
2016-08-26 11:39:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1171014 Cosi Inc COSI Retail-Eating Places (5812) 061393745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1462049 Plaisance Fund Lp C/o Janus Capital Institutional Advisors
151 Detroit Street
Denver CO 80206
No No Yes No
1618463 Advisors Institutional Capital Janus 151 Detroit Street
Denver CO 80206
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-24 6,623,474 $0.22 0 No 4 S Direct
Common Stock Disposition 2016-08-24 331,655 $0.28 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. The securities reported in this Form 4 are beneficially owned directly by Plaisance Fund LP ("Plaisance").
  2. Janus Capital Institutional Advisors LLC ("JCIA"), which serves as the general partner to Plaisance, may be deemed to share voting and dispositive power over the securities held by Plaisance, and accordingly, may be deemed to be a beneficial owner of the securities reported in this Form 4 for purposes of Rule 16a-1(a) of the Securities Exchange Act of 1934, as amended. In accordance with Instruction 4(b)(iv), the entire amount of the Cosi, Inc. common stock held by Plaisance is reported herein for purposes of the indirect pecuniary interest of JCIA.
  3. Each of the Reporting Persons expressly disclaims the beneficial ownership of the shares of Cosi, Inc. common stock reported herein except to the extent of his or its pecuniary interest therein, if any, and this Form 4 shall not be deemed an admission that any of the Reporting Persons is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. Any disclosures made by a Reporting Person herein with respect to persons or entities other than such Reporting Person are made on information and belief after making inquiry to the appropriate party. Each of the Reporting Persons is responsible for the completeness and accuracy of the information concerning him or it contained herein, but is not responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate.