Filing Details

Accession Number:
0001209191-16-138716
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-25 21:12:24
Reporting Period:
2016-08-23
Filing Date:
2016-08-25
Accepted Time:
2016-08-25 21:12:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1134570 Jr P Charles Waite C/O Ovp Venture Partners
1616 Eastlake Ave. E., Suite 208
Seattle WA 98102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-23 33,570 $16.58 674,067 No 4 S Indirect See footnote
Common Stock Disposition 2016-08-24 5,610 $16.69 668,457 No 4 S Indirect See footnote
Common Stock Disposition 2016-08-25 1,183 $16.56 667,274 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,707 Direct
Footnotes
  1. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. 479,989 of these shares are owned by OVP Venture Partners VI, L.P., 193,102 of these shares are owned by OVP Venture Partners VII, L.P., and 976 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  3. OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
  4. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.60 to $16.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  5. 475,994 of these shares are owned by OVP Venture Partners VI, L.P., 191,495 of these shares are owned by OVP Venture Partners VII, L.P., and 968 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
  6. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  7. 475,152 of these shares are owned by OVP Venture Partners VI, L.P., 191,156 of these shares are owned by OVP Venture Partners VII, L.P., and 966 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.