Filing Details

Accession Number:
0000899243-16-028087
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-25 20:52:03
Reporting Period:
2016-08-23
Filing Date:
2016-08-25
Accepted Time:
2016-08-25 20:52:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867374 Electronics For Imaging Inc EFII Computer Communications Equipment (3576) 943086355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1116233 Guy Gecht 6750 Dumbarton Circle
Fremont CA 94555
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-23 20,785 $10.77 448,213 No 4 M Direct
Common Stock Acquisiton 2016-08-23 3,885 $10.77 452,098 No 4 M Direct
Common Stock Disposition 2016-08-23 24,670 $45.46 427,428 No 4 S Direct
Common Stock Acquisiton 2016-08-24 11,353 $10.77 438,781 No 4 M Direct
Common Stock Disposition 2016-08-24 11,353 $45.26 427,428 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option Right to Buy Disposition 2016-08-23 20,875 $0.00 20,785 $10.77
Common Stock Option Right to Buy Disposition 2016-08-23 3,885 $0.00 3,885 $10.77
Common Stock Option Right to Buy Disposition 2016-08-24 11,353 $0.00 11,353 $10.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,353 2016-08-28 No 4 M Direct
0 2016-08-28 No 4 M Direct
0 2016-08-28 No 4 M Direct
Footnotes
  1. These stock options were scheduled to expire on August 28, 2016. The exercise of these stock options and the sale of the shares were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on November 27, 2015.
  2. This stock option award was granted on August 28, 2009, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months.
  3. This is a performance-based award granted on August 28, 2009. The vesting of these options was subject to the issuer's annual return on equity percentage, on a non-GAAP basis, (the "Annual ROE Percentage"), as compared with the issuer's annual return on equity percentage for its 2008 fiscal year (the "2008 ROE Percentage") according to the following schedule: 20% of these options would vest when the Annual ROE Percentage was equal to or greater than two percentage points more than the 2008 ROE Percentage; 20% of these options would vest when the Annual ROE Percentage is equal to or greater than four percentage points more than the 2008 ROE Percentage; 20% of these options would vest when the Annual ROE Percentage is equal to or greater than six percentage points more than the 2008 ROE Percentage;
  4. (Continued from Footnote 3) 20% of these options would vest when the Annual ROE Percentage is equal to or greater than eight percentage points more than the 2008 ROE Percentage; and 20% of these options will vest when the Annual ROE Percentage is equal to or greater than ten percentage points more than the 2008 ROE Percentage. 3,885 of these stock options vested and became exercisable on February 10, 2016.
  5. This transaction was executed in multiple trades ranging from $45.08 to $45.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
  6. This transaction was executed in multiple trades ranging from $45.00 to $45.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.