Filing Details

Accession Number:
0000899243-16-028074
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-25 19:03:19
Reporting Period:
2016-08-24
Filing Date:
2016-08-25
Accepted Time:
2016-08-25 19:03:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393020 Invuity Inc. IVTY Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1642546 Robert Gerberich C/O Invuity, Inc.
444 De Haro Street
San Francisco CA 94107
Vp Of Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-24 10,500 $3.15 10,500 No 4 M Direct
Common Stock Disposition 2016-08-24 10,500 $12.53 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-24 10,500 $0.00 10,500 $3.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,427 2023-01-31 No 4 M Direct
Footnotes
  1. The option shares were exercised pursuant to the Rule 10b5-1 trading plan entered into by the Reporting Person on December 8, 2015 (the "Trading Plan").
  2. The shares were sold pursuant to the Trading Plan.
  3. This transaction was executed in multiple trades at prices ranging from $12.50 to $12.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The Reporting Person exercised 10,500 shares of the option originally for 29,927 shares. Such option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on October 18, 2013 and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.