Filing Details

Accession Number:
0001140361-16-077858
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-25 16:50:10
Reporting Period:
2016-08-24
Filing Date:
2016-08-25
Accepted Time:
2016-08-25 16:50:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569994 Waterstone Financial Inc. WSBF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1336617 J Stephen Schmidt 11200 W Plank Court
Wauwatosa WI 53226
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-24 54,865 $16.11 124,943 No 4 M Direct
Common Stock Disposition 2016-08-24 30,753 $16.70 94,190 No 4 S Direct
Common Stock Disposition 2016-08-24 100 $16.71 94,090 No 4 S Direct
Common Stock Disposition 2016-08-24 204 $16.71 93,886 No 4 S Direct
Common Stock Disposition 2016-08-24 450 $16.72 93,436 No 4 S Direct
Common Stock Disposition 2016-08-24 300 $16.75 93,136 No 4 S Direct
Common Stock Disposition 2016-08-24 100 $16.76 93,036 No 4 S Direct
Common Stock Disposition 2016-08-24 1,600 $16.76 91,436 No 4 S Direct
Common Stock Disposition 2016-08-25 9,900 $16.70 81,536 No 4 S Direct
Common Stock Disposition 2016-08-25 1,700 $16.71 79,836 No 4 S Direct
Common Stock Disposition 2016-08-25 100 $16.72 79,736 No 4 S Direct
Common Stock Disposition 2016-08-25 1,800 $16.72 77,936 No 4 S Direct
Common Stock Disposition 2016-08-25 200 $16.73 77,736 No 4 S Direct
Common Stock Disposition 2016-08-25 200 $16.73 77,536 No 4 S Direct
Common Stock Disposition 2016-08-25 800 $16.74 76,736 No 4 S Direct
Common Stock Disposition 2016-08-25 561 $16.75 76,175 No 4 S Direct
Common Stock Disposition 2016-08-25 8 $16.76 76,167 No 4 S Direct
Common Stock Disposition 2016-08-25 754 $16.76 75,413 No 4 S Direct
Common Stock Disposition 2016-08-25 79 $16.77 75,334 No 4 S Direct
Common Stock Disposition 2016-08-25 2,031 $16.77 73,303 No 4 S Direct
Common Stock Disposition 2016-08-25 51 $16.78 73,252 No 4 S Direct
Common Stock Disposition 2016-08-25 1,316 $16.78 71,936 No 4 S Direct
Common Stock Disposition 2016-08-25 116 $16.79 71,820 No 4 S Direct
Common Stock Disposition 2016-08-25 900 $16.79 70,920 No 4 S Direct
Common Stock Disposition 2016-08-25 200 $16.80 70,720 No 4 S Direct
Common Stock Disposition 2016-08-25 631 $16.80 70,089 No 4 S Direct
Common Stock Disposition 2016-08-25 11 $16.81 70,078 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2016-08-24 54,865 $0.00 54,865 $16.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-01-22 2017-01-05 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $12.75 2016-03-04 2025-03-04 100,000 100,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-04 100,000 100,000 Direct