Filing Details

Accession Number:
0001140361-16-077744
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-24 16:47:16
Reporting Period:
2016-08-22
Filing Date:
2016-08-24
Accepted Time:
2016-08-24 16:47:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1597313 Viewray Inc. VRAY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1531332 Stephen Mark Gold C/O Viewray, Inc.
2 Thermo Fisher Way
Oakwood Village OH 44146
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-22 83,682 $2.95 86,888 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock Acquisiton 2016-08-22 25,104 $0.13 25,104 $2.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,104 2023-08-22 No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 98,966 Indirect See footnote
Footnotes
  1. 54,129 shares held by MJSK, Ltd. and 44,837 shares are held by JMSK, Ltd. Janice Gold, the wife of Dr. Gold, is the President of MJSK, Ltd., and Steven Gold, the son of Dr. Gold, is the General Partner of JMSK, Ltd. Voting and dispositive decisions with respect to shares held by MJSK, Ltd. and JMSK, Ltd. are not made by Dr. Gold; he disclaims beneficial ownership of the shares held by MJSK, Ltd. and JMSK, Ltd. except to the extent of any pecuniary interest therein, if any.
  2. This warrant is immediately exercisable.