Filing Details

Accession Number:
0001001250-16-000210
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-23 18:19:04
Reporting Period:
2016-08-22
Filing Date:
2016-08-23
Accepted Time:
2016-08-23 18:19:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1034657 S Barry Sternlicht Starwood Capital Group
591 W. Putnam Ave.
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-22 10,000 $20.20 40,982 No 4 M Direct
Class A Common Stock Disposition 2016-08-22 10,000 $91.34 30,982 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2016-08-22 10,000 $0.00 10,000 $20.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-10-31 2016-10-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 1
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 2
Class A Common Stock 12,000 Indirect 1999 Sternlicht Family Trust 3
Footnotes
  1. This amount reflects that on June 17, 2016, the Reporting Person disposed of 23,018 shares in a transaction exempt from Section 16.
  2. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  3. Sales prices range from $91.14 to $91.62 per share, inclusive.
  4. The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares.
  5. Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
  6. Not applicable.
  7. The Reporting Person also holds options to purchase at various prices 69,149 shares of Class A Common Stock, 65,177 of which are exercisable.