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Filing Details

Accession Number:: 0001127602-16-060960
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-23 17:27:49
Reporting Period:: 2016-08-19

Filing Date:: 2016-08-23
Accepted Time:: 2016-08-23 17:27:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1207696	Bruce R Mcdonald	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Exec Vp &Amp; Vice Chairman	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-04-27	3,000	$0.00	100,766	No	5	G	Direct
Common Stock	Disposition	2016-07-26	2,600	$0.00	98,166	No	5	G	Direct
Common Stock	Disposition	2016-08-23	98,166	$44.95	0	No	4	S	Direct
Common Stock	Disposition	2016-08-19	118	$45.03	17,946	No	4	I	Indirect	By 401(k) Plan Trustee

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Direct
No	4	S	Direct
No	4	I	Indirect	By 401(k) Plan Trustee

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Phantom Stock Units - Long Term Incentive Plan	Disposition	2016-08-19	78,990	$45.03	78,990	$0.00
Common Stock	Phantom Stock Units - Restricted Stock Plan	Disposition	2016-08-19	72,044	$45.03	72,044	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	I	Direct
249,108			No	4	I	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.83 to $45.12, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
The number of underlying securities is based on the stock fund balance on August 19, 2016. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on an August 19, 2016 stock fund price of $45.03 per share.
Each unit of phantom stock is the economic equivalent of one share of Johnson Controls common stock.
The phantom stock units were accrued under the Johnson Controls Long-Term Incentive Plan and are to be settled 100% in cash upon the reporting person's retirement.
Includes 3,449.712 units acquired via dividend reinvestment on April 2, July 2 and October 2, 2015; January 5, April 4, July 5 and August 19, 2016, at prices ranging from $32.20 to 50.16 per unit.
The phantom stock units accrue under the Johnson Controls Restricted Stock Plan. The balance includes dividend equivalent units that settle 100% in cash and relate to restricted stock awards.
Includes 942.878 units acquired via dividend reinvestment on July 5 and August 19, 2016 at $42.79 and $45.03 per unit, respectively.
Includes 3,260.21 units acquired via dividend reinvestment on July 5 and August 19, 2016 at $42.79 and $45.03 per unit, respectively.