Filing Details
- Accession Number:
- 0001250617-11-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-08 14:04:22
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-08
- Accepted Time:
- 2011-02-08 14:04:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 92769 | Spectrum Control Inc | SPEC | Electronic Components, Nec (3679) | 251196447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1318797 | J Robert Mckenna | 8031 Avonia Road Fairview PA 16415 | Senior Vice-President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-07 | 100 | $14.05 | 69,329 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2011-02-07 | 50 | $14.07 | 69,379 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,356 | Indirect | Held jointly with spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Options | $9.30 | 2012-12-03 | 7,500 | 7,500 | Direct | |
| Common Stock | Options | $5.75 | 2014-01-07 | 21,000 | 21,000 | Direct | |
| Common Stock | Options | $12.72 | 2015-06-01 | 10,200 | 10,200 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-12-03 | 7,500 | 7,500 | Direct |
| 2014-01-07 | 21,000 | 21,000 | Direct |
| 2015-06-01 | 10,200 | 10,200 | Direct |
Footnotes
- 1/3rd of the options are currently exercisable, 1/3rd are exercisable on 12/3/10 and the final 1/3rd are exercisable on 12/3/11.
- 1/3rd of the options are exercisable on 1/7/11, 1/3rd are exercisable on 1/7/12 and the final 1/3rd are exercisable on 1/7/13.
- 1/3rd of the options are exercisable on 6/1/2012, 1/3rd are exercisable on 6/1/2013 and the final 1/3rd are exercisable on 6/1/2014.
Billionaire Hedge Funds
