Filing Details

Accession Number:
0001127602-11-004240
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-08 13:34:08
Reporting Period:
2011-02-07
Filing Date:
2011-02-08
Accepted Time:
2011-02-08 13:34:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005817 Tompkins Financial Corp TMP State Commercial Banks (6022) 161482357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1387733 J Thomas Rogers Tompkins Financial Corporation
P O Box 460
Ithaca NY 14851
Evp, Pres.&Ceo Am&M Financial No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-07 3,740 $37.28 3,740 No 4 M Direct
Common Stock Disposition 2011-02-07 3,740 $40.68 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (Right to Buy) Disposition 2011-02-07 3,740 $0.00 3,740 $37.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,260 2017-11-29 No 4 M Direct
Footnotes
  1. The stock option becomes exercisable in six annual installments commencing two years after the date of grant.