Filing Details

Accession Number:
0000899243-16-027801
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-22 09:00:54
Reporting Period:
2016-08-18
Filing Date:
2016-08-22
Accepted Time:
2016-08-22 09:00:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000209 Medallion Financial Corp MFIN Finance Services (6199) 043291176
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1000210 Alvin Murstein C/O Medallion Financial Corp.
437 Madison Avenue
New York NY 10022
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-18 5,000 $5.21 179,074 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 70,118 Indirect See Footnote
Common Stock 1,168,182 Indirect See Footnote
Common Stock 117,660 Indirect See Footnote
Common Stock 5,000 Indirect See Footnote
Footnotes
  1. Represents shares beneficially owned by the Alvin Murstein Second Family Trust of which Mr. Murstein is a co-trustee and the beneficiary.
  2. Represents shares beneficially owned by the Alvin Murstein Second Family Trust registered in the name of Morgan Stanley.
  3. Represents shares acquired by gift from Mr. Murstein to the Aileen J. Murstein Family 2012 Trust of which Mr. Murstein is the grantor and Mr. Murstein's spouse is a co-trustee and the beneficiary.
  4. Represents shares owned by Mr. Murstein's spouse.