Filing Details
- Accession Number:
- 0000899243-16-027708
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-19 14:51:57
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-19
- Accepted Time:
- 2016-08-19 14:51:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 710682831 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365232 | H Richard Ashley | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-11 | 220,000 | $21.40 | 1,789,236 | No | 4 | S | Indirect | By RH Ashley Investments LLC |
| Common Stock | Disposition | 2016-08-11 | 220,000 | $21.40 | 2,248,960 | No | 4 | S | Indirect | By Conservative Development |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By RH Ashley Investments LLC |
| No | 4 | S | Indirect | By Conservative Development |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock - Restricted | 4,000 | Direct | |
| Common Stock | 130,602 | Direct | |
| Common Stock | 7,571 | Indirect | By Wife IRA |
| Common Stock | 25,670 | Indirect | By Wife |
| Common Stock | 15,135 | Indirect | By IRA |
| Common Stock | 1,088 | Indirect | Custodian for children |
| Common Stock | 3,500 | Indirect | By Square Associates LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock | $17.12 | 2025-04-15 | 20,000 | 20,000 | Direct | |
| Common Stock | Common Stock | $4.30 | 2018-01-09 | 4,752 | 4,752 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-04-15 | 20,000 | 20,000 | Direct |
| 2018-01-09 | 4,752 | 4,752 | Direct |
Footnotes
- The reporting person received shares as a result of the Company declaring a 2-for-1 stock split to shareholders of record as of May 18, 2016 and made payable June 8, 2016.
- Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- Includes 58.02 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 241 split adjusted shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- The exercise price decreased and the number of shares exercisable increased as a result of the Company declaring a 2-for-1 stock split to shareholders of record May 18, 2016 and made payable June 8, 2016.
- The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
- The option became exercisable in five equal annual installments beginning on January 10, 2009.
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