Filing Details

Accession Number:
0000899243-16-027659
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2016-08-19 06:10:30
Reporting Period:
2016-06-08
Filing Date:
2016-08-19
Accepted Time:
2016-08-19 06:10:30
Original Submission Date:
2016-06-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1484565 Capnia Inc. CAPN () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1180469 Ernest Mario 1235 Radio Road, Suite 110
Redwood City CA 94065
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-08 50,000 $1.24 1,738,637 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.25, inclusive, as of the date of the original transaction. The reporting person undertakes to provide to Capnia, Inc., any security holder of Capnia, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) on this Form 4.
  2. The Amount of Securities Beneficially Owned Following Reported Transactions inadvertently read as 1,918,637 due to scrivener's error.