Filing Details

Accession Number:
0000740260-16-000301
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-18 17:10:32
Reporting Period:
2016-08-16
Filing Date:
2016-08-18
Accepted Time:
2016-08-18 17:10:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
740260 Ventas Inc VTR Real Estate Investment Trusts (6798) 611055020
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215185 Richard T Riney 10350 Ormsby Park Place
Suite 300
Louisville, KY 40223
Evp, Chief Admin. Off., Gc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-16 37,631 $46.88 176,170 No 4 M Direct
Common Stock Disposition 2016-08-16 37,631 $73.03 138,539 No 4 S Direct
Common Stock Acquisiton 2016-08-16 69,116 $51.85 207,655 No 4 M Direct
Common Stock Disposition 2016-08-16 69,116 $73.03 138,539 No 4 S Direct
Common Stock Disposition 2016-08-16 9,000 $73.03 129,539 No 4 S Direct
Common Stock Acquisiton 2016-08-17 10,995 $51.85 140,534 No 4 M Direct
Common Stock Disposition 2016-08-17 10,995 $72.89 129,539 No 4 S Direct
Common Stock Acquisiton 2016-08-17 42,708 $55.50 172,247 No 4 M Direct
Common Stock Disposition 2016-08-17 42,708 $72.89 129,539 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2016-08-16 37,631 $46.88 37,631 $46.88
Common Stock Stock Option (Right to Buy) Acquisiton 2016-08-16 69,116 $51.85 69,116 $51.85
Common Stock Stock Option (Right to Buy) Acquisiton 2016-08-17 10,995 $51.85 10,995 $51.85
Common Stock Stock Option (Right to Buy) Acquisiton 2016-08-17 42,708 $55.50 42,708 $55.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
290,768 2012-01-18 2022-01-18 No 4 M Direct
221,652 2014-01-29 2024-01-29 No 4 M Direct
210,657 2014-01-29 2024-01-29 No 4 M Direct
167,949 2013-01-23 2023-01-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 70,000 Indirect By Spouse
Common Stock 1,300 Indirect By IRA
Footnotes
  1. On August 16, 2016, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.79 to $73.66, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. On August 16, 2016, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.87 to $73.56, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
  3. On August 16, 2016, the Reporting Person transmitted to the SEC a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $72.65 to $73.21, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3).
  4. These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 18, 2012.
  5. These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 29, 2014.
  6. These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 23, 2013.