Filing Details

Accession Number:
0001209191-16-137786
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-18 16:49:48
Reporting Period:
2016-08-16
Filing Date:
2016-08-18
Accepted Time:
2016-08-18 16:49:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
924717 Surmodics Inc SRDX Surgical & Medical Instruments & Apparatus (3841) 411356149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1286125 W Charles Olson 9924 West 74Th Street
Eden Prairie MN 55344
Senior Vp & Gm, Med Dev No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-16 4,383 $29.18 33,098 No 4 S Direct
Common Stock Disposition 2016-08-16 1,528 $29.02 31,570 No 4 S Direct
Common Stock Disposition 2016-08-17 1,000 $29.00 30,570 No 4 S Direct
Common Stock Disposition 2016-08-17 2,000 $28.65 28,570 No 4 S Direct
Common Stock Disposition 2016-08-17 1,025 $28.67 27,545 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 800 Indirect By IRA
Footnotes
  1. Reflects the weighted average price of 4,383 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 16, 2016 with sale prices ranging from $29.10 to $29.39 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average price of 1,528 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 16, 2016 with sale prices ranging from $29.00 to $29.043 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects the weighted average price of 2,000 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 17, 2016 with sale prices ranging from $28.55 to $29.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects the weighted average price of 1,025 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 17, 2016 with sale prices ranging from $28.51 to $28.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.