Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-08-18 15:46:15
Reporting Period:
Filing Date:
Accepted Time:
2016-08-18 15:46:15
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1239819 Luna Innovations Inc LUNA Services-Commercial Physical & Biological Research (8731) 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519999 W. Michael Wise C/o Luna Innovations Incorporated
301 1St Street Sw, Suite 200
Roanoke VA 24011
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-17 20,000 $1.11 420,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,705 Indirect Shares held by daughter
Common Stock 3,135 Indirect Shares held by son
  1. The price in Column 4 is a weighted average price. These shares were purchased at prices ranging from $1.10 to 1.11, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The shares are held by Mr. Wise's family member over which Mr. Wise shares voting and investment power.