Filing Details
- Accession Number:
- 0001214659-16-013314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-18 13:43:28
- Reporting Period:
- 2016-07-10
- Filing Date:
- 2016-08-18
- Accepted Time:
- 2016-08-18 13:43:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1468780 | Powin Corp | PWON | Miscellaneous Manufacturing Industries (3990) | 870455378 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495533 | Joseph Lu | 333 Nw 9Th Ave., Unit 212 Portland OR 97209 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-07-17 | 1,992,402 | $2.51 | 17,358,635 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Acquisiton | 2016-07-10 | 5,951,947 | $0.56 | 19,351,037 | No | 4 | M | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | M | Indirect | See Footnote |
Footnotes
- The shares were pledged to a private party for a loan to the Reporting Person and eventually assigned and transferred to the lender in full satisfaction of the loan. The price per share is based on the amount of the loan and the number of shares pledged.
- These shares are held by the Joseph Lu Trust and by the Mei Yi Living Trust, respectively.
- The reported 5,951,947 shares were issued upon the conversion of the Issuer's 2015 Preferred Stock at the ratio of one --for-one. The price of the common stock issued upon the conversion reflects the original issuance price per share for the preferred stock.
Billionaire Hedge Funds
