Filing Details

Accession Number:
0000914190-16-000740
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-17 18:02:50
Reporting Period:
2016-08-15
Filing Date:
2016-08-17
Accepted Time:
2016-08-17 18:02:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1195116 Arno Therapeutics Inc ARNI Pharmaceutical Preparations (2834) 522286452
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1568077 Tomer Kariv 200 Route 31 North
Suite 104
Flemington NJ 08822
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-15 349,168 $0.00 1,696,495 No 4 P Indirect By Pontifax (Cayman) II L.P.
Common Stock Acquisiton 2016-08-15 263,017 $0.00 1,277,905 No 4 P Indirect By Pontifax (Israel) II L.P.
Common Stock Acquisiton 2016-08-15 102,100 $0.00 496,068 No 4 P Indirect By Pontifax (Israel) II - Individual Investors L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Pontifax (Cayman) II L.P.
No 4 P Indirect By Pontifax (Israel) II L.P.
No 4 P Indirect By Pontifax (Israel) II - Individual Investors L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2016 Series F Warrants (right to buy) Acquisiton 2016-08-15 174,584 $0.00 174,584 $0.44
Common Stock 2016 Series F Warrants (right to buy) Acquisiton 2016-08-15 131,508 $0.00 131,508 $0.44
Common Stock 2016 Series F Warrants (right to buy) Acquisiton 2016-08-15 51,050 $0.00 51,050 $0.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
174,584 2016-08-16 2021-08-16 No 4 P Indirect
131,508 2016-08-15 2021-08-15 No 4 P Indirect
51,050 2016-08-15 2021-08-16 No 4 P Indirect
Footnotes
  1. The reported securities are included within 349,168 Issuer units committed to purchase by the Reporting Person for $0.35 per unit. Each unit consists of one share of common stock and a 2016 Series F Warrant to purchase one-half share of common stock.
  2. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
  3. The reported securities are included within 263,017 Issuer units committed to purchase by the Reporting Person for $0.35 per unit. Each unit consists of one share of common stock and a 2016 Series F Warrant to purchase one-half share of common stock.
  4. The reported securities are included within 102,100 Issuer units committed to purchase by the Reporting Person for $0.35 per unit. Each unit consists of one share of common stock and a 2016 Series F Warrant to purchase one-half share of common stock.