Filing Details

Accession Number:
0001209191-16-137393
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 20:36:24
Reporting Period:
2016-08-15
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 20:36:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364962 Imperva Inc IMPV Services-Prepackaged Software (7372) 030460133
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533545 E. Mark Kraynak C/O Imperva, Inc.
3400 Bridge Parkway, Suite 200
Redwood Shores CA 94065
Svp & Gm Of Enterprise Bus. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-15 584 $0.00 3,552 No 4 M Direct
Common Stock Acquisiton 2016-08-15 936 $0.00 4,488 No 4 M Direct
Common Stock Acquisiton 2016-08-15 3,708 $0.00 8,196 No 4 M Direct
Common Stock Disposition 2016-08-16 2,614 $47.73 5,582 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2016-08-15 937 $0.00 937 $0.00
Common Stock Restricted Stock Units Disposition 2016-08-15 1,500 $0.00 1,500 $0.00
Common Stock Restricted Stock Units Disposition 2016-08-15 6,500 $0.00 6,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,875 2023-02-04 No 4 M Direct
9,000 2024-02-03 No 4 M Direct
6,500 2025-02-02 No 4 M Direct
Footnotes
  1. Represents the number of shares that were acquired in connection with the net settlement of the restricted stock units listed in Table II.
  2. This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
  3. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
  4. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
  5. The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
  6. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
  7. The restricted stock units vest as follows: 25% of the underlying shares vested on February 15, 2016, with the remaining 75% vesting in three equal quarterly installments thereafter. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer.