Filing Details

Accession Number:
0001628280-16-019094
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 16:36:48
Reporting Period:
2016-08-15
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 16:36:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314223 Amber Road Inc. AMBR Services-Prepackaged Software (7372) 222590301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602319 Iii C Albert Cooke C/O Amber Road, Inc.
One Meadowlands Plaza
East Rutherford NJ 07073
Vp, Global Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-15 14,510 $3.29 31,914 No 4 C Direct
Common Stock Disposition 2016-08-15 14,510 $10.50 17,404 No 4 S Direct
Common Stock Acquisiton 2016-08-16 5,570 $3.29 22,974 No 4 C Direct
Common Stock Disposition 2016-08-15 5,570 $10.50 17,404 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-15 14,510 $3.29 14,510 $3.29
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-16 5,570 $3.29 5,570 $3.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,570 2008-01-24 2017-01-24 No 4 M Direct
20,000 2008-01-24 2017-01-24 No 4 M Direct
Footnotes
  1. Sale of exercised stock options from a 1/24/07 stock option grant of 40,080 options, expiring on 1/24/17, at an exercise price of $3.29 per share, with the exercise price to be satisfied by sale proceeds (cashless).
  2. Partial stock option exercise of a 1/24/07 stock option grant of 40,080 options, expiring on 1/24/17, at an exercise price of $3.29 per share, with the exercise price to be satisfied by sale proceeds (cashless).