Filing Details
- Accession Number:
- 0001209191-16-137226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-16 16:32:21
- Reporting Period:
- 2016-08-15
- Filing Date:
- 2016-08-16
- Accepted Time:
- 2016-08-16 16:32:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 924717 | Surmodics Inc | SRDX | Surgical & Medical Instruments & Apparatus (3841) | 411356149 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1183157 | E Susan Knight | 9154 Breckenridge Lane Eden Prairie MN 55437 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-15 | 1,548 | $28.64 | 14,332 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Reflects the weighted average price of 1,548 shares of common stock of Surmodics,Inc. sold by the reporting person in multiple transactions on August 15, 2016 with sale prices ranging from $28.58 to $28.74 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The amount beneficially owned includes 5,693 restricted stock units (RSUs) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
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