Filing Details

Accession Number:
0001239819-16-000166
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 16:27:55
Reporting Period:
2016-08-12
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 16:27:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1239819 Luna Innovations Inc LUNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205976 Richard Roedel C/o Luna Innovations Incorporated
301 1St Street Sw, Suite 200
Roanoke VA 24011
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-12 40,000 $1.25 79,200 No 4 P Indirect By Profit Sharing Plan
Common Stock Acquisiton 2016-08-15 38,373 $1.20 117,573 No 4 P Indirect By Profit Sharing Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Profit Sharing Plan
No 4 P Indirect By Profit Sharing Plan
Footnotes
  1. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.24 to 1.25, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $1.20 to $1.21, inclusive.