Filing Details

Accession Number:
0001354327-16-000156
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 15:55:55
Reporting Period:
2016-08-09
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 15:55:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1354327 Pgt Inc. PGTI Metal Doors, Sash, Frames, Moldings & Trim (3442) 200634715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1366234 Iii Mario Ferrucci Pgt, Inc.
1070 Technology Drive
North Venice FL 34275
Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-08-09 16,872 $2.00 58,513 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-08-09 16,872 $11.55 41,641 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-08-09 16,872 $0.00 16,872 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-04-06 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $11.50 to $11.65 per share, The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon requested by the SEC staff, the issuer, or a security holder of the issuer.
  2. An aggregate of 293,968 options exercisable in five approximately equal annual installments beginning on April 6, 2011.