Filing Details

Accession Number:
0001238284-16-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-16 15:12:06
Reporting Period:
2016-08-12
Filing Date:
2016-08-16
Accepted Time:
2016-08-16 15:12:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143513 Gladstone Capital Corp GLAD () 542040781
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238284 Lee Terry Brubaker 1521 Westpark Drive
Suite 100
Mclean VA 22102
Chief Operating Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-12 4,600 $8.37 109,610 No 4 S Direct
Common Stock Disposition 2016-08-15 16,276 $8.39 93,334 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.36 to $8.385 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Price reflected is a weighted-average price for shares sold. The range of sale prices for transactions reported was $8.36 to $8.40 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.