Filing Details
- Accession Number:
- 0001209191-16-137068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-15 19:04:15
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-15
- Accepted Time:
- 2016-08-15 19:04:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1484504 | Gigamon Inc. | GIMO | Services-Computer Processing & Data Preparation (7374) | 263963351 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1577352 | B Paul Shinn | C/O Gigamon Inc. 3300 Olcott Street Santa Clara CA 95054 | Chief Legal Officer & Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-11 | 80,000 | $11.64 | 120,992 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-11 | 80,000 | $45.61 | 40,992 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-12 | 46,666 | $11.64 | 87,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-12 | 52,978 | $45.95 | 34,680 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-08-11 | 80,000 | $0.00 | 80,000 | $11.64 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-08-12 | 46,666 | $0.00 | 46,666 | $11.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 46,666 | 2022-06-21 | No | 4 | M | Direct | |
| 0 | 2022-06-21 | No | 4 | M | Direct |
Footnotes
- The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.47 to $45.78 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The sale price for this transaction in column 4 of Table I represents the weighted average sale price of the shares sold, ranging from $45.68 to $46.32 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- 25% of the option shares vested on May 14, 2013 and the remaining shares vested in 36 equal monthly installments thereafter.
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