Filing Details

Accession Number:
0001140361-16-076776
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-15 18:41:18
Reporting Period:
2016-08-11
Filing Date:
2016-08-15
Accepted Time:
2016-08-15 18:41:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA Investment Advice (6282) 680176227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165100 A Brian Hennessy 7250 Redwood Boulevard, Suite 200
Novato CA 94945
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-11 591 $37.97 194,690 No 4 S Direct
Common Stock Disposition 2016-08-11 5 $39.00 194,685 No 4 S Direct
Common Stock Disposition 2016-08-12 937 $38.00 193,748 No 4 S Direct
Common Stock Disposition 2016-08-15 2,207 $37.83 191,541 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,437 Indirect By Spouse's IRA
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $37.791 to $38.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  2. The price in Column 4 is a weighted average price. The prices actually received ranged from $37.75 to $38.21. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $37.511 to $38.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.