Home > Insider Trading > Filing (0000100493-16-000245)

Filing Details

Accession Number:: 0000100493-16-000245
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-15 17:17:49
Reporting Period:: 2016-05-04

Filing Date:: 2016-08-15
Accepted Time:: 2016-08-15 17:17:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
100493	Tyson Foods Inc	TSN	Poultry Slaughtering And Processing (2015)	710225165

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1050561	L David Bebber Van	2200 W Don Tyson Parkway Springdale AR 72762	Evp & General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2016-05-04	2,813	$0.00	53	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Acquisiton	2016-05-04	2,813	$0.00	173,184	No	4	J	Direct
Class A Common Stock	Acquisiton	2016-06-20	62	$0.00	173,246	No	4	J	Direct
Class A Common Stock	Acquisiton	2016-08-11	386	$0.00	439	No	4	J	Indirect	Employee Stock Purchase Plan
Class A Common Stock	Acquisiton	2016-08-12	7,500	$4.90	180,746	No	4	M	Direct
Class A Common Stock	Acquisiton	2016-08-12	7,500	$12.02	188,246	No	4	M	Direct
Class A Common Stock	Acquisiton	2016-08-12	7,500	$16.19	195,746	No	4	M	Direct
Class A Common Stock	Acquisiton	2016-08-12	7,500	$19.63	203,246	No	4	M	Direct
Class A Common Stock	Acquisiton	2016-08-12	20,000	$19.36	223,246	No	4	M	Direct
Class A Common Stock	Acquisiton	2016-08-12	20,000	$31.82	243,246	No	4	M	Direct
Class A Common Stock	Disposition	2016-08-12	70,000	$75.00	173,246	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	J	Direct
No	4	J	Direct
No	4	J	Indirect	Employee Stock Purchase Plan
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2016-08-12	7,500	$4.90	7,500	$4.90
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2016-08-12	7,500	$12.02	7,500	$12.02
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2016-08-12	7,500	$16.19	7,500	$16.19
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2016-08-12	7,500	$19.63	7,500	$19.63
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2016-08-12	20,000	$19.36	20,000	$19.36
Class A Common Stock	Non-Qualified Stock Options (Right to Buy)	Disposition	2016-08-12	20,000	$31.82	20,000	$31.82

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,500	2010-11-14	2018-11-14	No	4	M	Direct
2,500	2010-11-30	2019-11-30	No	4	M	Direct
2,500	2011-11-29	2020-11-29	No	4	M	Direct
2,500	2012-11-28	2021-11-28	No	4	M	Direct
10,000	2013-11-26	2022-11-26	No	4	M	Direct
34,833	2014-11-22	2023-11-22	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,150	Indirect	By Son

Footnotes

The Reporting Person transferred shares from his Employee Stock Purchase Plan account into his personal stock account thereby changing the ownership of the Class A Common Stock from indirect to direct.
Includes 9,325.7619 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; Includes 6,964.8073 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,475.039 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Includes 9,348.9379 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; Includes 6,982.1163 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,496.1010 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.