Filing Details

Accession Number:
0000100493-16-000244
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-15 17:04:07
Reporting Period:
2016-06-20
Filing Date:
2016-08-15
Accepted Time:
2016-08-15 17:04:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
100493 Tyson Foods Inc TSN Poultry Slaughtering And Processing (2015) 710225165
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1019048 Dennis Leatherby 2200 Don Tyson Parkway
Springdale AR 72762
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-20 119 $0.00 142,528 No 4 J Direct
Class A Common Stock Acquisiton 2016-08-11 596 $0.00 5,833 No 4 J Indirect Employee Stock Purchase Plan
Class A Common Stock Acquisiton 2016-08-12 13,333 $12.02 155,861 No 4 M Direct
Class A Common Stock Acquisiton 2016-08-12 40,000 $16.19 195,861 No 4 M Direct
Class A Common Stock Disposition 2016-08-12 13,333 $74.74 182,528 No 4 S Direct
Class A Common Stock Disposition 2016-08-12 40,000 $74.77 142,528 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect Employee Stock Purchase Plan
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2016-08-12 13,333 $12.02 13,333 $12.02
Class A Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2016-08-12 40,000 $16.19 40,000 $16.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-11-30 2019-11-30 No 4 M Direct
0 2011-11-29 2020-11-29 No 4 M Direct
Footnotes
  1. Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
  2. Includes 9,348.9380 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2016 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; includes 7,523.664 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and, includes 8,496.101 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.
  3. Represents shares of the Issuer's Class A Common Stock purchased for the Reporting Person's account under the Issuer's Employee Stock Purchase Plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16b-3.
  4. This is a weighted average price. These shares were sold in multiple transactions on August 12, 2016 at prices ranging from $74.64 to $74.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
  5. This is a weighted average price. These shares were sold in multiple transactions on August 12, 2016 at prices ranging from $74.68 to $74.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.