Filing Details
- Accession Number:
- 0001140361-16-076060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-12 10:44:40
- Reporting Period:
- 2016-08-10
- Filing Date:
- 2016-08-12
- Accepted Time:
- 2016-08-12 10:44:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561387 | Health Insurance Innovations Inc. | HIIQ | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317254 | Patrick Mcnamee | C/O Health Insurance Innovations, Inc. 15438 North Florida Ave., Suite 201 Tampa FL 33613 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-08-10 | 15,000 | $4.52 | 40,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Appreciation Rights | $4.33 | 2020-11-09 | 425,000 | 425,000 | Direct | |
| Class A Common Stock | Stock Appreciation Rights | $6.77 | 2021-05-25 | 125,000 | 125,000 | Direct | |
| Class A Common Stock | Stock Appreciation Rights | $4.72 | 2022-06-08 | 300,000 | 300,000 | Direct | |
| Class A Common Stock | Stock Appreciation Rights | $7.02 | 2023-06-08 | 172,090 | 172,090 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-11-09 | 425,000 | 425,000 | Direct |
| 2021-05-25 | 125,000 | 125,000 | Direct |
| 2022-06-08 | 300,000 | 300,000 | Direct |
| 2023-06-08 | 172,090 | 172,090 | Direct |
Footnotes
- Shares previously held indirectly as trustee of the McNamee Trust U/A Dated 2/13/09 were transferred to the reporting person and are now held directly, in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.
- These stock-settled stock appreciation rights were previously granted under the Issuer's Long-Term Incentive Plan ("Plan") and vest as follows: (i) 125,000 on the first date on which the average trading price of the Company's Class A common stock is at or above $8.00 per share for the preceding 30 consecutive trading days, (ii) 250,000 on the first date on which the average trading price of the Company's Class A common stock is at or above $12.00 per share for the preceding 30 consecutive trading days and (iii) 50,000 on the first date on which the average trading price of the Company's Class A common stock is at or above $16.00 per share for the preceding 30 consecutive trading days, all subject to the terms of the Plan and an award agreement under the Plan.
- These stock-settled stock appreciation rights were granted under the Plan and will vest on the first date on which the average trading price of the Company's Class A common stock is at or above $16.00 per share for the preceding 30 consecutive trading days, subject to the terms of the Plan and an award agreement under the Plan.
- These stock-settled stock appreciation rights were previously granted under the Plan and are scheduled to vest in increments as follows: 25% on June 8, 2016; 25% on June 8, 2017; and 50% on June 8, 2018, subject to the terms of the Plan and an award agreement under the Plan.
- These stock-settled stock appreciation rights were granted under the Plan pursuant to the reporting person's employment agreement and are scheduled to vest in increments as follows: 25% on June 8, 2017, 25% on June 8, 2018, and 50% on June 19, 2019.
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