Filing Details

Accession Number:
0001140361-16-076058
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-12 10:43:32
Reporting Period:
2016-08-10
Filing Date:
2016-08-12
Accepted Time:
2016-08-12 10:43:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561387 Health Insurance Innovations Inc. HIIQ Insurance Agents, Brokers & Service (6411) 461282634
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569128 D Michael Hershberger C/o Health Insurance Innovations, Inc.
15438 North Florida Ave., Suite 201
Tampa FL 33613
Cfo, Secretary And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-10 1,000 $4.49 166,140 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation RIghts $10.45 2021-05-21 25,000 25,000 Direct
Common Stock Stock Appreciation RIghts $4.95 2022-07-01 30,000 30,000 Direct
Common Stock Stock Appreciation RIghts $4.99 2022-09-16 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-05-21 25,000 25,000 Direct
2022-07-01 30,000 30,000 Direct
2022-09-16 30,000 30,000 Direct
Footnotes
  1. These stock-settled stock appreciation rights were granted under the Plan and are scheduled to vest in increments of 25%, 25%, and 50% on successive anniversary dates of the grant, subject to the terms of the Plan and an award agreement under the Plan.