Filing Details

Accession Number:
0001674640-16-000011
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-11 19:41:12
Reporting Period:
2016-08-11
Filing Date:
2016-08-11
Accepted Time:
2016-08-11 19:41:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492691 Swift Transportation Co SWFT Trucking (No Local) (4213) 205589597
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1674640 W Timothy Guin C/O Swift Transportation Company
2200 South 75Th Avenue
Phoenix AZ 85043
Evp, Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-11 15,000 $5.68 18,601 No 4 M Direct
Class A Common Stock Disposition 2016-08-11 15,000 $19.00 3,601 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right-to-buy) Disposition 2016-08-11 15,000 $0.00 15,000 $5.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2021-10-03 No 4 M Direct
Footnotes
  1. Represents 75,000 stock options granted on October 3, 2011, under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
  2. The options began vesting at the third anniversary from the grant date. On each of October 3, 2014 and October 3, 2015, 25,000 options vested and became exercisable. Subject to certain acceleration, forfeiture, and termination provisions, the remaining 25,000 options will vest and become exercisable on October 3, 2016.