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Filing Details

Accession Number:: 0001140361-16-075981
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-11 19:08:46
Reporting Period:: 2016-08-09

Filing Date:: 2016-08-11
Accepted Time:: 2016-08-11 19:08:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1481792	Quadaphics Inc.	QUAD	Commercial Printing (2750)	391152983

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1495596	J Thomas Frankowski	C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089	Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2016-08-09	25,490	$29.04	206,590	No	4	S	Direct
Class A Common Stock	Acquisiton	2016-08-11	28,500	$15.37	235,090	No	4	M	Direct
Class A Common Stock	Disposition	2016-08-11	28,500	$29.05	206,590	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Options (Right to Buy)	Disposition	2016-08-11	28,500	$0.00	28,500	$15.37

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-01-31	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	6,322	Indirect	By 401(a) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	3,583	3,583	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	6,038	6,038	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	3,281	3,281	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	3,544	3,544	Direct
Class A Common Stock	Stock Options (Right to Buy)	$19.12	2021-11-18	1,200	1,200	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	7,750	7,750	Direct
Class A Common Stock	Stock Options (Right to Buy)	$13.47	2021-11-18	3,875	3,875	Direct
Class A Common Stock	Stock Options (Right to Buy)	$29.37	2018-01-31	20,000	20,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$16.62	2020-01-31	20,000	20,000	Direct
Class A Common Stock	Stock Options (Right to Buy)	$41.26	2021-01-01	23,929	23,929	Direct
Class A Common Stock	Stock Options (Right to Buy)	$14.14	2022-01-01	23,929	23,929	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-11-18	3,583	3,583	Direct
2021-11-18	6,038	6,038	Direct
2021-11-18	3,281	3,281	Direct
2021-11-18	3,544	3,544	Direct
2021-11-18	1,200	1,200	Direct
2021-11-18	7,750	7,750	Direct
2021-11-18	3,875	3,875	Direct
2018-01-31	20,000	20,000	Direct
2020-01-31	20,000	20,000	Direct
2021-01-01	23,929	23,929	Direct
2022-01-01	23,929	23,929	Direct

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $28.97 to $29.17. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The price in Column 4 is a weighted average price. The prices actually received ranged from $29.00 to $29.14. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price
Became exercisable as to 3,859 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 1,838 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 1,837 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable on May 14, 2012.
Became exercisable as to 3,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 1,750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 8,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 9,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Became exercisable as to 4,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.