Filing Details

Accession Number:
0000899243-16-026856
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-11 18:04:20
Reporting Period:
2016-08-10
Filing Date:
2016-08-11
Accepted Time:
2016-08-11 18:04:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561894 Hannon Armstrong Sustainable Infrastructure Capital Inc. HASI Real Estate Investment Trusts (6798) 461347456
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574220 Brendan J Herron 1906 Towne Centre Blvd. Suite 370
Annapolis MD 21401
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2016-08-10 15,590 $23.55 189,675 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 5,000 Indirect By spouse
Common Stock, Par Value $0.01 Per Share 1,920 Indirect By spouse as UTMA custodian for children
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, dated May 24, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $23.72, inclusive. The Reporting Person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, which are redeemable for cash or at the option of the issuer for shares of Common Stock of the issuer on a one-for-one basis.
  4. These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
  5. These shares are held by the reporting person's spouse as custodian for reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.