Filing Details

Accession Number:
0001493152-16-012173
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-10 19:31:04
Reporting Period:
2016-08-08
Filing Date:
2016-08-10
Accepted Time:
2016-08-10 19:31:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100397 Advaxis Inc. ADXS Pharmaceutical Preparations (2834) 841521955
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1111620 J Richard Berman 305 College Road East
Princeton, NJ 08540
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-08 18,000 $15.21 66,430 No 4 S Direct
Common Stock Disposition 2016-08-09 15,761 $15.67 50,669 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. Reflects the weighted average sale price. The range of prices for such transaction is $14.65 to $15.95. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred on that day. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects the weighted average sale price. The range of prices for such transaction is $15.50 to $15.75. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred on that day. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.