Filing Details
- Accession Number:
- 0001012975-16-001404
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-10 16:08:32
- Reporting Period:
- 2016-08-09
- Filing Date:
- 2016-08-10
- Accepted Time:
- 2016-08-10 16:08:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1579252 | Jason Industries Inc. | JASN | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061553 | Scopus Partners, L.p. | 717 Fifth Ave., 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1318740 | Scopus Advisors, Llc | 717 Fifth Ave., 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1410032 | Scopus Vista Partners, L.p. | 717 Fifth Ave., 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1508857 | Ltd. Fund Scopus | 717 Fifth Ave., 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1508859 | Ltd. Fund Vista Scopus | 717 Fifth Ave., 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1509750 | Scopus Partners Ii, L.p. | 717 Fifth Ave., 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1620560 | Alex Mitchell | 717 Fifth Ave., 21St Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-09 | 2,298 | $2.30 | 72,628 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2016-08-09 | 10,110 | $2.30 | 285,624 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2016-08-09 | 3 | $2.30 | 87,790 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2016-08-09 | 7,486 | $2.30 | 307,056 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2016-08-09 | 3 | $2.30 | 26,216 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Disposition | 2016-08-09 | 15,924 | $0.07 | 15,924 | $12.00 |
| Common Stock | Warrants | Disposition | 2016-08-09 | 98,191 | $0.07 | 98,191 | $12.00 |
| Common Stock | Warrants | Disposition | 2016-08-09 | 1 | $0.07 | 1 | $12.00 |
| Common Stock | Warrants | Disposition | 2016-08-09 | 35,883 | $0.07 | 35,883 | $12.00 |
| Common Stock | Warrants | Disposition | 2016-08-09 | 1 | $0.07 | 1 | $12.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 141,783 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
| 607,620 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
| 161,460 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
| 570,975 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
| 42,363 | 2014-08-14 | 2019-06-30 | No | 4 | S | Indirect |
Footnotes
- The securities are held by Scopus Partners, L.P. ("SPLP"). Scopus Advisors, LLC ("Scopus Advisors") is the general partner of SPLP. Alex Mitchell owns 100% of the equity interests of Scopus Advisors. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- The securities are held by Scopus Partners II, L.P. ("SPIILP"). Scopus Advisors is the general partner of SPIILP. Alex Mitchell owns 100% of the equity interests of Scopus Advisors. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- The securities are held by Scopus Vista Partners, L.P. ("SVPLP"). Scopus Advisors is the general partner of SVPLP. Alex Mitchell owns 100% of the equity interests of Scopus Advisors. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- The securities are held by Scopus Fund Ltd. ("SFL"). Alex Mitchell owns an equity interest in SFL and indirectly controls SFL. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- The securities are held by Scopus Vista Fund Ltd. ("SVFL"). Alex Mitchell owns an equity interest in SVFL and indirectly controls SVFL. The reporting persons disclaim pecuniary interest in the reported securities except to the extent of their respective economic interest.
- The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $2.2911 to $2.30. The reporting persons undertake to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Billionaire Hedge Funds
