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Filing Details

Accession Number:
0001140361-16-075554
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-10 09:36:19
Reporting Period:
2016-08-08
Filing Date:
2016-08-10
Accepted Time:
2016-08-10 09:36:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
859222 Bay Bancorp Inc. BYBK State Commercial Banks (6022) 521660951
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427448 East Rock Capital, Llc 10 East 53Rd Street
31St Floor
New York NY 10022
No No Yes No
1508823 Adam Shapiro C/o East Rock Capital, Llc
10 East 53Rd St., 31St Floor
New York NY 10022
No No Yes No
1509676 East Rock Capital Gp, Llc C/o East Rock Capital, Llc
10 East 53Rd St., 31St Floor
New York NY 10022
No No Yes No
1608094 D Partners Management, Llc C/o East Rock Capital, Llc
10 East 53Rd Street, 31St Fl
New York NY 10022
No No Yes No
1608231 Eref Mp Alpha, Llc C/o East Rock Capital, Llc
10 East 53Rd St., 31St Floor
New York NY 10022
No No Yes No
1608492 Graham Duncan C/o East Rock Capital, Llc
10 East 53Rd St., 31St Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $1.00 Disposition 2016-08-08 200,000 $5.10 1,418,436 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Shares reported herein are held for the account of EREF MP Alpha, LLC (the "Fund"). East Rock Capital, LLC (the "Manager") and East Rock Capital GP, LLC (the "General Partner") serve as the investment manager and the general partner, respectively, of East Rock Endowment Fund, L.P., the sole member of the Fund. D Partners Management, LLC ("D Partners") serves as the managing member of the Manager and the General Partner. Mr. Duncan and Mr. Shapiro jointly manage and control the Fund, primarily as managing principals and control persons of the Manager and the General Partner. Mr. Duncan also serves as the managing member of D Partners. The persons and entities whose signatures appear below are collectively referred to herein as the "Reporting Persons."
  2. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.