Filing Details

Accession Number:
0000899243-16-026669
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-09 20:21:01
Reporting Period:
2016-08-05
Filing Date:
2016-08-09
Accepted Time:
2016-08-09 20:21:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403528 Oaktree Capital Group Llc OAK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1372819 John Frank C/O Oaktree Capital Group, Llc
333 South Grand Avenue, 28Th Floor
Los Angeles CA 90071
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Units Disposition 2016-08-05 1,850 $44.90 89,817 No 4 S Direct
Class A Units Disposition 2016-08-08 14,817 $45.11 75,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $44.75 to $44.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $44.75 to $45.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.