Filing Details
- Accession Number:
- 0001127602-16-059946
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-09 18:09:15
- Reporting Period:
- 2016-08-05
- Filing Date:
- 2016-08-09
- Accepted Time:
- 2016-08-09 18:09:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1388133 | Shoretel Inc | SHOR | Telephone & Telegraph Apparatus (3661) | 770443568 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1595526 | Bharath Oruganti | 960 Stewart Drive Sunnyvale CA 94085 | Svp Services And Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-05 | 3,125 | $6.73 | 36,724 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-05 | 7,500 | $4.02 | 44,224 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-05 | 10,625 | $8.50 | 33,599 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-05 | 2,500 | $8.50 | 31,099 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-05 | 3,125 | $0.00 | 3,125 | $6.73 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-05 | 7,500 | $0.00 | 7,500 | $4.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,375 | 2012-11-14 | 2021-11-14 | No | 4 | M | Direct |
| 22,500 | 2013-09-11 | 2022-09-11 | No | 4 | M | Direct |
Footnotes
- Cashless exercise and sale pursuant to a previously-filed 10b5-1 sales plan.
- Sale pursuant to a previously-filed 10b5-1 sales plan.
- Option grant vests at the rate of 25% on the first anniversary date of the grant, and 1/48th monthly thereafter over the next three years.
Billionaire Hedge Funds
