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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2016-08-09 18:01:19
Reporting Period:
Filing Date:
Accepted Time:
2016-08-09 18:01:19
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1373835 Spectra Energy Corp. SE Natural Gas Transmisison & Distribution (4923) 205413139
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1448781 M Dorothy Ables 5400 Westheimer Court
Houston TX 77056
Chief Administrative Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-09 33,400 $25.64 166,996 No 4 M Direct
Common Stock Disposition 2016-08-09 33,400 $36.25 133,596 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-08-09 33,400 $0.00 33,400 $25.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-27 2017-02-27 No 4 M Direct
  1. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.17 to $36.41, inclusive. The reporting person undertakes to provide to Spectra Energy Corp, any security holder of Spectra Energy Corp, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.