Filing Details

Accession Number:
0000899243-16-026620
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-09 18:00:01
Reporting Period:
2016-08-05
Filing Date:
2016-08-09
Accepted Time:
2016-08-09 18:00:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001902 Intevac Inc IVAC Special Industry Machinery, Nec (3559) 943125814
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458693 A Matthew Drapkin 10 Corbin Drive, 3Rd Floor
Darien CT 06820
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-05 20,453 $5.89 839,074 No 4 P Indirect See footnotes
Common Stock Acquisiton 2016-08-08 63,131 $6.09 902,205 No 4 P Indirect See footnotes
Common Stock Acquisiton 2016-08-09 91,416 $6.13 993,621 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
No 4 P Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Options $7.89 2020-12-20 18,000 18,000 Direct
Common Stock Non-Qualified Stock Options $7.37 2015-05-29 2021-05-29 14,000 14,000 Direct
Common Stock Non-Qualified Stock Options $5.62 2016-06-04 2022-06-04 13,000 13,000 Direct
Common Stock Non-Qualified Stock Options $4.80 2017-05-19 2023-05-19 13,000 13,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-20 18,000 18,000 Direct
2021-05-29 14,000 14,000 Direct
2022-06-04 13,000 13,000 Direct
2023-05-19 13,000 13,000 Direct
Footnotes
  1. Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. ("Northern Right QP").
  2. Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P. ("Northern Right Management") (of which Mr. Drapkin is a limited partner), and Northern Right Management is the general partner of, and investment manager for, Northern Right QP. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
  3. Represents 7,000 Restricted Stock Units that vested in full on May 15, 2015.
  4. These options vested in two equal installments on December 20, 2014 and December 20, 2015.