Home > Insider Trading > Filing (0001140361-16-075402)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1409375	Orion Energy Systems Inc.	OESX	Electric Lighting & Wiring Equipment (3640)	391847269

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1491213	N Thomas Schueller	2210 Woodland Drive Manitowoc WI 54220		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-05	19,014	$0.00	41,946	No	4	A	Direct
Common Stock	Acquisiton	2016-08-05	21,127	$1.42	63,073	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,496	Indirect	As trustee - Schueller Living Trust of 2006

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (right to buy)	$3.46	2011-05-18	2020-05-18	19,912	19,912	Direct
Common Stock	Stock Options (right to buy)	$4.19	2012-05-23	2021-05-23	22,045	22,045	Direct
Common Stock	Stock Options (right to buy)	$2.03	2013-06-12	2022-06-12	26,646	26,646	Direct
Common Stock	Stock Options (right to buy)	$2.41	2013-12-31	2023-05-28	36,568	36,568	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-05-18	19,912	19,912	Direct
2021-05-23	22,045	22,045	Direct
2022-06-12	26,646	26,646	Direct
2023-05-28	36,568	36,568	Direct

Footnotes

Restricted stock granted to the reporting person under the 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 5, 2017, 2018 and 2019, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.