Filing Details

Accession Number:
0001140361-16-075394
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-09 14:39:50
Reporting Period:
2016-08-05
Filing Date:
2016-08-09
Accepted Time:
2016-08-09 14:39:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1561932 D James Leslie 575 Kokesh Farm Road
Maple Plain MN 55359
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-05 31,690 $0.00 123,311 No 4 A Direct
Common Stock Acquisiton 2016-08-05 7,042 $0.00 130,353 No 4 A Direct
Common Stock Acquisiton 2016-08-05 21,127 $1.42 151,480 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $2.41 2013-12-31 2023-05-28 36,568 36,568 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-05-28 36,568 36,568 Direct
Footnotes
  1. Restricted stock granted to the reporting person under the 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 5, 2017, 2018 and 2019, respectively.
  2. Shares granted in lieu of cash for annual retainer fees pursuant to Issuer's 2016 Omnibus Incentive Plan.
  3. Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vested and became exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.