Filing Details
- Accession Number:
- 0001104659-11-005368
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-07 16:46:42
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-07
- Accepted Time:
- 2011-02-07 16:46:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1096738 | Epocrates Inc | EPOC | Services-Computer Processing & Data Preparation (7374) | 943326769 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293171 | H Gilbert Kliman | C/O Interwest Partners 2710 Sand Hill Road, Second Floor Menlo Park CA 94025 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-07 | 1,315,803 | $0.00 | 1,315,803 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2011-02-07 | 711,602 | $0.00 | 2,027,405 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2011-02-07 | 265,120 | $0.00 | 2,292,525 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Disposition | 2011-02-07 | 407,401 | $16.00 | 1,885,124 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Acquisiton | 2011-02-07 | 59,696 | $0.00 | 59,696 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2011-02-07 | 34,005 | $0.00 | 93,701 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2011-02-07 | 12,208 | $0.00 | 105,909 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Disposition | 2011-02-07 | 18,822 | $16.00 | 87,087 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-02-07 | 1,674,050 | $0.00 | 1,315,803 | $0.00 |
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-02-07 | 75,950 | $0.00 | 59,696 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2011-02-07 | 783,587 | $0.00 | 711,602 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2011-02-07 | 37,445 | $0.00 | 34,005 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-02-07 | 337,304 | $0.00 | 265,120 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-02-07 | 15,533 | $0.00 | 12,208 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Represents shares owned by InterWest Partners VII, L.P. ("IWP7"). InterWest Management Partners VII, LLC ("IMP7") is the general partner of IWP7 and InterWest Investors VII, L.P. ("IWI7" and together with IWP7, the "InterWest Funds") and thereby has sole voting and investment control over the shares owned by the InterWest Funds. Gilbert H. Kliman, Harvey B. Cash, Philip T. Gianos, W. Scott Hedrick, W. Stephen Holmes, Thomas L. Rosch and Arnold L. Oronsky are managing directors of IMP7 and have shared voting and investment control over the shares owned by the InterWest Funds. The managing directors and members of IMP7, including Gilbert H. Kliman, disclaim beneficial ownership of the shares owned by the InterWest Funds, except to the extent of their respective pecuniary interest therein.
- Represents shares owned by InterWest Investors VII, L.P. ("IWI7"). InterWest Management Partners VII, LLC ("IMP7") is the general partner of IWI7 and InterWest Partners VII, L.P. ("IWP7" and together with IWI7, the "InterWest Funds") and thereby has sole voting and investment control over the shares owned by the InterWest Funds. Gilbert H. Kliman, Harvey B. Cash, Philip T. Gianos, W. Scott Hedrick, W. Stephen Holmes, Thomas L. Rosch and Arnold L. Oronsky are managing directors of IMP7 and have shared voting and investment control over the shares owned by the InterWest Funds. The managing directors and members of IMP7, including Gilbert H. Kliman, disclaim beneficial ownership of the shares owned by the InterWest Funds, except to the extent of their respective pecuniary interest therein.
- Each of the shares of the Issuer's Series A Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into 0.786 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and have no expiration date.
- Each of the shares of the Issuer's Series B Convertible Preferred Stock automatically converted into 0.90813437 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
Billionaire Hedge Funds
