Filing Details

Accession Number:
0001001250-11-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-07 16:40:45
Reporting Period:
2011-02-03
Filing Date:
2011-02-07
Accepted Time:
2011-02-07 16:40:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1102599 Harvey Gedeon The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Evp For Global Research & Dev. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2011-02-03 5,000 $43.10 21,812 No 4 M Direct
Class A Common Stock Acquisiton 2011-02-03 25,000 $39.56 46,812 No 4 M Direct
Class A Common Stock Acquisiton 2011-02-03 20,000 $35.00 66,812 No 4 M Direct
Class A Common Stock Disposition 2011-02-03 27,938 $87.51 38,874 No 4 S Direct
Class A Common Stock Disposition 2011-02-03 2,062 $88.21 36,812 No 4 S Direct
Class A Common Stock Disposition 2011-02-03 17,354 $90.35 19,458 No 4 S Direct
Class A Common Stock Disposition 2011-02-03 2,646 $91.09 16,812 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2011-02-03 5,000 $0.00 5,000 $43.10
Class A Common Stock Option (right to buy) Disposition 2011-02-03 25,000 $0.00 25,000 $39.56
Class A Common Stock Option (right to buy) Disposition 2011-02-03 20,000 $0.00 20,000 $35.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-01-01 2014-08-24 No 4 M Direct
0 2008-01-01 2016-09-20 No 4 M Direct
5,000 2007-01-01 2015-09-26 No 4 M Direct
Footnotes
  1. The exercise of stock options and the sale of the underlying shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on December 9, 2010.
  2. The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  3. Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2006, 16,666 shares exercisable from and after January 1, 2007 and 16,667 shares exercisable from and after January 1, 2008.
  4. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,333 shares exercisable from and after January 1, 2008; 8,333 shares exercisable from and after January 1, 2009; 8,334 shares exercisable from and after January 1, 2010.
  5. Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 8,333 shares exercisable from and after January 1, 2007; 8,333 shares exercisable from and after January 1, 2008; 8,334 shares exercisable from and after January 1, 2009.
  6. The Reporting Person also has options to purchase at various prices 123,307 shares of Class A Common Stock, 56,666 of which are currently exercisable.
  7. Not Applicable
  8. Sales prices range from $87.05 to $88.03 per share, inclusive.
  9. Sales prices range from $88.11 to $88.35 per share, inclusive.
  10. Sales prices range from $90.00 to $90.99 per share, inclusive.
  11. Sales prices range from $91.00 to $91.30 per share, inclusive.