Filing Details
- Accession Number:
- 0001562180-16-002913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 16:45:13
- Reporting Period:
- 2016-08-05
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 16:45:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1447579 | E Robert Trautmann | Peoples United Bank 850 Main Street Bridgeport CT 06604 | Sr Ex Vp, Gen Cnsl & Secretary | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-05 | 86,864 | $13.90 | 112,761 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-05 | 11,455 | $12.65 | 124,216 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-05 | 87,804 | $12.94 | 212,020 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-05 | 186,123 | $15.38 | 25,897 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2016-08-05 | 86,864 | $0.00 | 86,864 | $13.90 |
| Common Stock | Employee Option to Buy | Disposition | 2016-08-05 | 11,455 | $0.00 | 11,455 | $12.65 |
| Common Stock | Employee Option to Buy | Disposition | 2016-08-05 | 87,804 | $0.00 | 87,804 | $12.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 43,433 | 2024-02-20 | No | 4 | M | Direct | |
| 0 | 2022-02-16 | No | 4 | M | Direct | |
| 0 | 2023-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 71,506 | Indirect | Robert Edward Trautmann Revocable Trust |
Footnotes
- Includes 4,284 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 48 shares acquired through dividend reinvestment) based on 6/30/2016 Plan statement.
- This transaction was executed in multiple trades at prices ranging from $15.37 to $15.41. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Exercisable in annual increments on 3/01/15 (50%); 3/01/16 (25%); and 3/01/17 (25%).
- Exercisable in annual increments on 3/01/16 (50%); 3/01/17 (25%); and 3/01/18 (25%).
- Exercisable in annual increments on 3/01/14 (50%); 3/01/15 (25%); and 3/01/16 (35%).
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