Filing Details

Accession Number:
0001225208-16-037588
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-08 15:18:45
Reporting Period:
2016-08-05
Filing Date:
2016-08-08
Accepted Time:
2016-08-08 15:18:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
26172 Cummins Inc CMI Engines & Turbines (3510) 350257090
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1528025 E Jill Cook 500 Jackson Street
Columbus IN 47201
Chief Human Resources Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2016-08-05 2,895 $19.42 21,714 No 4 M Direct
Common Disposition 2016-08-05 2,895 $125.05 18,819 No 4 S Direct
Common Disposition 2016-08-05 3,085 $125.05 15,734 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right-to-Buy) Disposition 2016-08-05 2,895 $0.00 2,895 $19.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-03-02 2019-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 1,937 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (Right-to-Buy) $58.12 2012-03-01 2020-03-01 4,360 4,360 Direct
Common Stock Option (Right-to-Buy) $120.28 2014-04-02 2022-04-02 4,410 4,410 Direct
Common Stock Option (Right-to-Buy) $111.84 2015-04-02 2023-04-02 6,440 6,440 Direct
Common Stock Option (Right-to-Buy) $149.34 2017-04-02 2024-04-02 4,810 4,810 Direct
Common Stock Option (Right-to-Buy) $136.82 2018-04-02 2025-04-02 6,480 6,480 Direct
Common Stock Option (Right-to-Buy) $109.09 2019-04-04 2026-04-04 16,490 16,490 Direct
Common Stock Option (Right-to-Buy) $119.77 2013-05-02 2021-05-02 3,260 3,260 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-01 4,360 4,360 Direct
2022-04-02 4,410 4,410 Direct
2023-04-02 6,440 6,440 Direct
2024-04-02 4,810 4,810 Direct
2025-04-02 6,480 6,480 Direct
2026-04-04 16,490 16,490 Direct
2021-05-02 3,260 3,260 Direct
Footnotes
  1. Transactions pursuant to Rule 10b5-1 Trading Plan entered into on May 24, 2016.
  2. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.